Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Francis Berryman is a financial advisor who has been in the industry since 1995. Scot is currently registered with UBS Financial Services Inc. and has been with the firm since May 2015. Previously, Scot was with Morgan Stanley. Scot holds the Series 3, 7, 31 and 63 licenses. Scot also holds the SIE and Series 65 licenses. Scot has been active in the financial services industry for over 25 years. Scot's areas of specialization include Investment advisory, portfolio management, financial planning and retirement planning. Scot specializes in working with high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
05/05/2015 - Present
UBS Financial Services Inc. (Scottsdale AZ)
OR
06/01/2009 - 05/19/2015
MORGAN STANLEY (EUGENE OR)
OR
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
10/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (EUGENE OR)
CA
04/09/2001 - 10/10/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/25/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AZ
11/16/1998 - 03/23/1999
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
05/19/1997 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
CA
08/19/1996 - 05/22/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
11/15/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
NA
01/03/1995 - 11/17/1995
REPUBLIC SECURITIES, INC.
IA
Issued 04/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/31/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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