Unclaimed
Scot Davis is a financial advisor with Park Avenue Securities LLC, based in Austin, Texas. Scot is a seasoned professional in the industry, having joined the financial services industry on November 16, 1993. Scot holds several licenses and certifications, including Series 7, 6, 63, 24, 26, and 53, along with the SIE exam. Scot provides financial advice to individuals, corporations, and charitable organizations. Scot's expertise covers a wide range of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/04/2009 - Present
Park Avenue Securities LLC (AUSTIN TX)
TX
11/16/1993 - 06/02/2009
AXA ADVISORS, LLC (AUSTIN TX)
NY
11/16/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/30/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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