Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Mulheron is an investment advisor representative who is registered in North Carolina, Colorado, Florida, South Carolina, Texas and Virginia. Scot has been in the financial services industry since August 24, 1986 and is currently affiliated with Raymond James Financial Services Advisors, Inc.. Scot is also the owner of Mulheron Investment Group, Inc., a support company. Prior to joining Raymond James, Scot worked for UBS Financial Services Inc. and Wachovia Securities, Inc. Scot has a variety of specializations, including financial planning, portfolio management for individuals and businesses, and pension consulting. Scot can provide hourly and fixed rate consultations, as well as other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (WINSTON-SALEM NC)
NC
05/25/2001 - 09/19/2007
UBS FINANCIAL SERVICES INC. (WINSTON-SALEM NC)
NC
10/08/1987 - 06/27/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
08/25/1986 - 10/20/1987
PRUCO SECURITIES CORPORATION
IA
Issued 05/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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