Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Barringer is an investment advisor representative at Chicago Capital Management Advisors, LLC. Scot has been in the securities industry since August 1985. Scot is licensed in 24 states and is a registered investment advisor in 6 states. Scot also holds Series 3, 4, 7, 24, 27, 52TO, 53, 63, 65, 99TO, and SIE licenses. Scot specializes in financial planning, estate and insurance planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Estate and insurance planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
11/12/2020 - Present
Chicago Capital Management Advisors, LLC (Denver CO)
CA
08/01/2016 - 07/16/2020
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
CO
05/04/2009 - 08/08/2016
NEWPORT COAST SECURITIES, INC. (DENVER CO)
CO
07/05/2007 - 05/13/2009
SECURITIES AMERICA, INC. (GREENWOOD VILLAGE CO)
CO
06/03/1992 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (EVERGREEN CO)
NA
11/21/1988 - 08/28/1992
BARRINGER RYAN VANCE, INC.
NA
06/20/1988 - 12/14/1988
J K R & COMPANY, INC.
NA
07/29/1985 - 06/15/1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 07/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/09/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/09/1988
Series 4 - Registered Options Principal Examination
BC
Issued 07/13/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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