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Scot Anthony Krempa

Edward Jones

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About Scot Anthony Krempa

Scot Anthony Krempa is a financial advisor who has been in the industry since 1997. Scot is currently registered with Edward Jones and has been with them since 2013. Scot is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. Scot's specializations include retirement planning, insurance, financial planning, and mutual funds.

Firm Information

Scot Krempa is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Scot Krempa’s Registration & Firm History

NY

06/20/2021 - Present

Edward Jones (SAYVILLE NY)

NY

03/23/2007 - 11/21/2012

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NJ

05/19/2005 - 09/29/2006

SETON SECURITIES GROUP, INC. (UNION BEACH NJ)

NY

09/01/2004 - 04/29/2005

PUGLISI & CO. (NEW YORK NY)

NY

09/02/2003 - 08/10/2004

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NJ

02/22/1999 - 04/23/2003

CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)

NY

11/17/1998 - 03/03/1999

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

NY

04/08/1997 - 08/26/1998

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

NY

02/25/1997 - 04/18/1997

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

NY

02/28/1996 - 02/28/1997

GAINES, BERLAND INC. (BETHPAGE NY)

NY

07/12/1995 - 03/01/1996

LANDMARK INTERNATIONAL EQUITIES (WESTBURY NY)

NA

05/15/1995 - 06/12/1995

KENSINGTON WELLS INCORPORATED

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Licenses & Designations

BC

Issued 05/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2009

Series 4 - Registered Options Principal Examination

BC

Issued 11/22/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scot Anthony Krempa.
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