Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Alan Shier is an investment advisor representative with Money Concepts Capital Corp. based in PALM BEACH GARDENS, FL. Scot has been in the financial services industry since 1994 and has a diverse background with experience at several firms including NEXT FINANCIAL GROUP, INC. and ASSOCIATED SECURITIES CORP. Scot holds multiple licenses including Series 7, Series 24, Series 31, Series 51, and Series 63 as well as a Series 65. He is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
12/01/2020 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
CA
04/04/2006 - 04/08/2019
NEXT FINANCIAL GROUP, INC. (Newport Beach CA)
CA
11/10/1999 - 04/03/2006
ASSOCIATED SECURITIES CORP. (MISSION VIEJO CA)
MO
04/15/1999 - 11/12/1999
EISNER SECURITIES, INC. (ST. LOUIS MO)
CA
03/18/1999 - 11/11/1999
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
SC
07/07/1997 - 06/16/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/28/1994 - 06/03/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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