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Sci Wei Hsu

Northwestern Mutual Investment Services, LLC

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About Sci Wei Hsu

Sci Wei Hsu is a financial professional with over 18 years of experience in the financial services industry. Sci is a Registered Representative and Investment Advisor Representative with Northwestern Mutual Investment Services, LLC, Sci specializes in helping individuals and families plan for their financial futures. Sci is also a Chartered Financial Consultant and is able to provide a wide range of financial services, including investment planning, retirement planning, and insurance planning. Sci holds Series 6, 7, 26 and 63 licenses.

Firm Information

Sci Hsu is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1000 LEGION PL STE 1400

ORLANDO, FL 32801

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sci Hsu’s Registration & Firm History

FL

02/16/2011 - Present

Northwestern Mutual Investment Services, LLC (ORLANDO FL)

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Licenses & Designations

BC

Issued 9/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/14/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 11/4/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sci Wei Hsu.
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