Unclaimed
Romuald Leconte is a financial professional with over 20 years of experience in the financial services industry. Romuald is currently registered with Nylife Securities LLC and holds licenses for Series 6, Series 63 and SIE. Romuald has been with Nylife Securities LLC since 2012, and prior to that was registered with United Securities Alliance, Inc. and WMA Securities, Inc. Romuald is registered in nine states: California, Delaware, Florida, Illinois, Indiana, Maryland, New Jersey, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/17/2012 - Present
Nylife Securities LLC (DOWNERS GROVE IL)
CO
02/07/2002 - 01/30/2003
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
CO
07/26/2001 - 12/31/2001
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
09/25/2000 - 06/19/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 10/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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