Unclaimed
Scarlett Chamice Cherry is a financial advisor with LPL Financial LLC and has been working in the industry since January 9, 2003. Scarlett is registered with the state of California as both a broker-dealer and an investment advisor. Scarlett's previous employers include Next Financial Group, Inc., WAMU Investments, Inc., SunTrust Securities, Inc., NCF Financial Services, Inc. and Invest Financial Corporation. Scarlett holds the Series 7, Series 24, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/27/2016 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
07/25/2008 - 09/17/2012
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
08/30/2006 - 06/16/2008
WAMU INVESTMENTS, INC. (IRVINE CA)
GA
01/03/2005 - 02/15/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
05/15/2001 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 09/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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