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Sayed Mazharul Hussain

Riversource Distributors, Inc.

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About Sayed Mazharul Hussain

Sayed Mazharul Hussain is a financial professional with over 15 years of experience in the financial services industry. Sayed currently works at Riversource Distributors, Inc. in Minneapolis, MN. Sayed has worked at various financial institutions in the past, including Ameriprise Financial Services, Inc., First Allied Securities, Inc., Genworth Financial Securities Corporation, and Capital Brokerage Corporation. Sayed holds a Series 6, 7, 24, and 66 licenses. Sayed is currently registered with the state of Minnesota.

Firm Information

Sayed Hussain is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sayed Hussain’s Registration & Firm History

MN

10/10/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

NA

04/17/2015 - 01/09/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Gurugram Haryana )

NA

05/17/2010 - 12/31/2013

FIRST ALLIED SECURITIES, INC. (GACHIBOWLI, HYD )

IL

09/07/2006 - 04/06/2010

GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)

VA

09/01/2005 - 09/08/2006

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

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Licenses & Designations

BOTH

Issued 06/15/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2010

Series 7 - General Securities Representative Examination

BC

Issued 08/27/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sayed Mazharul Hussain.
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