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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saxton? Claim Your ProfileSaxton Barrett is a financial advisor with over 20 years of experience in the industry. Saxton is currently registered with LPL Financial LLC and has offices in Sacramento and Granity Bay, California as well as Honolulu, Hawaii. Prior to joining LPL Financial LLC, Saxton worked for MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and EDWARD JONES. Saxton holds the Series 7, Series 63, and Series 65 licenses and has passed the SIE exam. Saxton is a registered investment advisor in both California and Hawaii and has a diverse clientele including individuals, high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/01/2010 - Present
LPL Financial LLC (SACRAMENTO CA)
HI
06/01/2009 - 11/05/2010
MORGAN STANLEY SMITH BARNEY (HONOLULU HI)
HI
11/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
HI
05/05/2000 - 11/07/2006
EDWARD JONES (HONOLULU HI)
IA
Issued 12/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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