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Saxon Swindler

Whipplewood Advisors, LLC

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About Saxon Swindler

Saxon Swindler is an investment advisor representative at Whipplewood Advisors, LLC, based in Littleton, Colorado. Saxon holds a Series 65 license and has been in the industry since 2020. Saxon has experience in various sectors, including financial planning, selection of other advisors, and portfolio management for individuals. Prior to Whipplewood Advisors, LLC, Saxon worked at Janus Henderson Distributors US LLC and Big Ticket Sports. Saxon is committed to providing clients with personalized financial advice and investment strategies that meet their unique needs.

Firm Information

Saxon Swindler is currently registered with Whipplewood Advisors, LLC. Whipplewood Advisors, LLC is a Littleton, Colorado-based investment advisor that primarily serves individuals, charitable organizations, and high-net-worth individuals. The firm provides financial planning, selection of other advisors, and portfolio management services. They have approximately $267 million in regulatory assets under management.
Whipplewood Advisors, LLC

11852 SHAFFER DRIVE

LITTLETON, CO 80127

$267.38M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Saxon Swindler’s Registration & Firm History

CO

04/02/2024 - Present

Whipplewood Advisors, LLC (LITTLETON CO)

CO

12/19/2022 - 05/09/2023

JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)

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Licenses & Designations

IA

Issued 04/02/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Saxon Swindler.
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