Unclaimed
Savas Nick Constantinou is a financial advisor with Cetera Investment Advisers LLC based in Bradenton, Florida. Savas has over 20 years of experience in the financial services industry, specializing in wealth planning, retirement planning, investment planning, risk management, and business planning. Savas has also held positions with various financial institutions including Edward Jones, HSBC Securities (USA) Inc., and LPL Financial LLC. Savas holds the Series 6, 7, 63, 65 and SIE securities licenses. Savas is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/10/2023 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
NY
09/04/2019 - 08/19/2021
LPL FINANCIAL LLC (STATEN ISLAND NY)
NJ
04/18/2018 - 08/30/2019
ALLSTATE FINANCIAL SERVICES, LLC (Middletown NJ)
NJ
06/23/2015 - 01/18/2018
AXA ADVISORS, LLC (WOODBRIDGE NJ)
NJ
08/28/2014 - 10/03/2014
SORRENTO PACIFIC FINANCIAL, LLC (RED BANK NJ)
MO
01/13/2014 - 03/03/2014
EDWARD JONES (ST. LOUIS MO)
NY
04/10/2012 - 03/26/2013
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
09/29/2010 - 01/26/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
05/08/2007 - 03/16/2010
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NJ
02/02/2005 - 08/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NY
05/17/2001 - 09/10/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
02/11/2000 - 05/22/2000
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
CA
01/18/1995 - 08/20/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
09/08/1993 - 10/24/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NY
01/30/1993 - 09/14/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
05/26/1989 - 02/12/1991
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
11/11/1987 - 11/23/1987
DIVERSIFIED EQUITIES CORP.
NA
09/22/1987 - 11/16/1987
STRATTON SECURITIES, INC.
NA
07/01/1986 - 10/07/1987
MONY SECURITIES CORP.
NA
05/03/1985 - 06/25/1985
PENNSYLVANIA SECURITIES COMPANY
IA
Issued 05/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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