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Saurav Behl

Cetera Advisors LLC

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About Saurav Behl

Saurav Behl is a financial advisor at Cetera Advisors LLC, a firm that provides financial advice. Saurav is a registered representative with FINRA and has been in the industry since July 2022. They hold a Series 7, Series 66, and Series 24 license. They are also registered with Cetera Advisor Networks LLC, which is another firm that provides financial advice. Saurav is based in El Segundo, California.

Firm Information

Saurav Behl is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Saurav Behl’s Registration & Firm History

CA

07/07/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

07/07/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 01/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Saurav Behl.
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