Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saurabh? Claim Your ProfileSaurabh Singhi is a registered representative with Nomura Securities International, Inc. Saurabh has been in the securities industry since 2006 and has been registered with Nomura Securities International, Inc. since 2/27/2015. Prior to joining Nomura Securities International, Inc., Saurabh was employed by STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC., RBS SECURITIES INC., and ABN AMRO INCORPORATED. Saurabh is registered with the following securities regulators: FINRA and the state securities regulators of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
02/27/2015 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
09/06/2011 - 02/18/2015
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
CT
09/11/2009 - 08/08/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
06/15/2006 - 09/11/2009
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 10/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2006
Series 17 - Limited Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Saurabh Singhi is the right advisor for you? Invested Better is here to help.
