Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saurabh? Claim Your ProfileSaurabh Kumar Singh is a financial professional with over 5 years of experience in the industry. Saurabh currently works at Drivewealth, LLC, a firm located in New York, NY. Previously, Saurabh worked at CLEAR STREET LLC, TD PRIME SERVICES LLC and TD SECURITIES (USA) LLC. Saurabh holds several licenses including Series 7, 24, 57TO, 63 and 99TO, indicating broad expertise in financial markets. Saurabh's strong track record and diverse skillset make him a valuable asset to the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Drivewealth, LLC (New York NY)
NY
06/01/2020 - 11/10/2023
CLEAR STREET LLC (NEW YORK NY)
NY
10/23/2018 - 01/22/2020
TD PRIME SERVICES LLC (NEW YORK NY)
NY
09/28/2018 - 01/22/2020
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/08/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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