Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saurabh? Claim Your ProfileSaurabh Kumar Pandey is a financial professional with over a decade of experience in the industry. Saurabh has held roles at various financial institutions, including Susquehanna Securities, Susquehanna Investment Group, and Susquehanna Capital Group. Saurabh currently works at CTC, LLC. Saurabh holds the Series 57TO, SIE, Series 7, and Series 56 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/19/2024 - Present
CTC, LLC (CHICAGO IL)
IL
09/12/2016 - 05/02/2023
IMC FINANCIAL MARKETS (CHICAGO IL)
PA
11/12/2012 - 06/17/2016
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
02/25/2014 - 01/20/2015
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
PA
07/01/2014 - 08/20/2014
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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