Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saurabh? Claim Your ProfileSaurabh Dhir is a financial professional who joined Mizuho Securities USA LLC on July 20, 2024. Saurabh Dhir holds the Series 63, SIE, Series 86 and Series 87 licenses. Saurabh Dhir is currently registered with 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/20/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/01/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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