Unclaimed
Saurabh Bharat Mehta is a registered representative with Mizuho Securities USA LLC and has been in the industry since February 2022. Saurabh is registered in 52 states and holds the Series 7, Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/24/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 02/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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