Invested Better
Unclaimed

Unclaimed

Unclaimed

Saumil N Kapadia

Apollo Global Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Saumil? Claim Your Profile

About Saumil N Kapadia

Saumil Kapadia is a registered representative with Apollo Global Securities, LLC. Saumil has been in the industry since May 27, 2016, and holds the Series 7, Series 99TO and SIE licenses. Prior to joining Apollo Global Securities, LLC, Saumil was employed by WELLS FARGO SECURITIES, LLC.

Firm Information

Saumil Kapadia is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Saumil Kapadia’s Registration & Firm History

NY

06/16/2022 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

05/26/2016 - 06/14/2022

WELLS FARGO SECURITIES, LLC (New York NY)

Not sure if Saumil N Kapadia is right for you?

Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Saumil N Kapadia.
Not sure if Saumil N Kapadia is right for you?