Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saul? Claim Your ProfileSaul Martinez is an active registered representative with Hsbc Securities (usa) Inc., working in the New York, NY office. Saul has a strong track record in the financial industry, starting his career in 2001. He has been registered with several firms including UBS Securities LLC, J.P. Morgan Securities LLC, and Bear, Stearns & Co. Inc.. Saul is Series 7, 86, 87 and SIE licensed and holds a Series 63 license. Saul works with a variety of clients, including individuals and pooled investment vehicles, and is committed to providing high-quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
03/21/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
07/14/2016 - 08/12/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 07/06/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/12/2001 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/23/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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