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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saul? Claim Your ProfileSaul Jofre sanchez deloria is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Saul has been in the industry for 15 years and has a broad range of experience. He is a registered representative and investment advisor representative with licenses in California, Texas, Arizona, Florida, Nevada, Oregon, Washington. Saul also holds the Series 6, 7, and 66 securities licenses as well as the Series 63 license. He has specialized in working with individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WOODLAND HILLS CA)
CA
07/07/2015 - 05/23/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (CALABASAS CA)
CA
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (NORTH HILLS CA)
CA
12/11/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NORTHRIDGE CA)
BOTH
Issued 06/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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