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Saul Ellison

Neuberger Berman BD LLC

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About Saul Ellison

Saul Ellison is a registered representative with Neuberger Berman BD LLC and has been in the industry since 2019. Saul is registered to provide investment advice in 53 states and holds licenses for Series 7TO, Series 66 and the SIE Exam. Saul's current firm is Neuberger Berman BD LLC which is headquartered in New York, NY and has over 1,880 employees. Neuberger Berman offers a wide range of investment services and specializes in selection of other advisers.

Firm Information

Saul Ellison is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Saul Ellison’s Registration & Firm History

NY

10/23/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/22/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Saul Ellison.
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