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Saul Damien Santoscoy-dougherty

Orchard Securities, LLC

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About Saul Damien Santoscoy-dougherty

Saul Damien Santoscoy-dougherty is a financial professional with over 20 years of experience in the industry. Saul is currently registered with Orchard Securities, LLC and has held previous roles with firms such as P.J. Robb Variable Corporation, Omni Brokerage, Inc., K-One Investment Company, Inc. and Liberty Life Distributors LLC. Saul holds the Series 6, Series 7 and Series 63 licenses, as well as the SIE exam. Saul is registered in Arizona, California, Hawaii, Nevada, New Mexico, Texas, and Utah.

Firm Information

Saul Santoscoy-dougherty is currently registered with Orchard Securities, LLC. Orchard Securities, LLC, is a Limited Liability Company formed on September 27, 2005. The firm is registered to do business in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Saul Santoscoy-dougherty’s Registration & Firm History

CA

05/08/2014 - Present

Orchard Securities, LLC (Solana Beach CA)

TN

12/17/2012 - 04/30/2014

P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)

UT

01/22/2010 - 12/31/2010

OMNI BROKERAGE, INC. (SOUTH JORDAN UT)

UT

01/02/2009 - 01/21/2010

ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)

AR

01/12/2007 - 05/20/2008

K-ONE INVESTMENT COMPANY, INC. (FORT SMITH AR)

NH

03/11/2002 - 02/09/2006

LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)

CA

01/02/2001 - 05/01/2001

SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)

NJ

09/13/1999 - 12/13/2000

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Saul Damien Santoscoy-dougherty. Review regulatory record here.
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