Unclaimed
Saul Alejandro De avila is a financial advisor with Fidelity Brokerage Services LLC. Saul has been in the industry since April 14, 2021, and is registered with 53 state securities authorities as well as FINRA. Saul has passed the Series 6, 7, 63, and 6TO exams. Saul’s previous experience includes working as a financial advisor with WELLS FARGO CLEARING SERVICES, LLC in Salt Lake City, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
12/14/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
10/02/2017 - 04/23/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
03/28/2017 - 05/04/2017
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
BC
Issued 01/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Saul De avila is the right advisor for you? Invested Better is here to help.