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Saudra Kathleen Fuller

Cetera Advisor Networks LLC

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About Saudra Kathleen Fuller

Saudra Kathleen Fuller has been an active financial advisor for over 45 years. Saudra has worked with Cetera Advisor Networks LLC since 1983. Prior to that, Saudra held positions at UNIVERSITY SECURITIES CORPORATION and PUTNAM FUND DISTRIBUTORS, INC.. Saudra is registered with the state of California. Saudra has a Series 7, Series 6, Series 22, Series 1 and SIE license. Saudra is currently registered with Cetera Advisor Networks LLC, which is based in Sacramento, CA.

Firm Information

Saudra Fuller is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Saudra Fuller’s Registration & Firm History

CA

08/15/1983 - Present

Cetera Advisor Networks LLC (SACRAMENTO CA)

NA

06/09/1978 - 08/22/1983

UNIVERSITY SECURITIES CORPORATION

NA

12/14/1977 - 07/09/1978

PUTNAM FUND DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

BC

Issued 12/04/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Saudra Kathleen Fuller. Review regulatory record here.
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