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Satoshi Yazawa

Daiwa Capital Markets America Inc.

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About Satoshi Yazawa

Satoshi Yazawa is a registered representative and an investment advisor representative with Daiwa Capital Markets America Inc. Satoshi Yazawa is licensed in New York. Satoshi Yazawa has been in the industry since 2019.

Firm Information

Satoshi Yazawa is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Satoshi Yazawa’s Registration & Firm History

NY

05/17/2019 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/19/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Satoshi Yazawa.
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