Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Satoshi? Claim Your ProfileSatoshi Yamada is a financial professional with over 30 years of experience in the industry. Satoshi is currently registered with Smbc Nikko Securities America, Inc. in New York. Prior to this role, Satoshi was a registered representative with Citigroup Global Markets Inc. in New York for over 11 years. Satoshi holds a variety of licenses, including Series 3, Series 7, Series 16, and Series 63. Satoshi also holds the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2010 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/10/1998 - 03/02/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/19/1988 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2000
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/29/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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