Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Satoshi? Claim Your ProfileSatoshi Tanaka is a financial professional with over 7 years of experience in the securities industry. Satoshi holds the Series 7, 86, 87, 16 and 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Satoshi works at Daiwa Capital Markets America Inc., a firm registered with the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2016 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 07/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/18/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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