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Satoshi Ishiguro

DC Advisory

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About Satoshi Ishiguro

Satoshi Ishiguro is a registered representative with DC Advisory. Satoshi Ishiguro passed the Series 79 and Securities Industry Essentials (SIE) examinations. Satoshi Ishiguro has been working in the industry since August 2018. Satoshi Ishiguro is currently registered with FINRA.

Firm Information

Satoshi Ishiguro is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Satoshi Ishiguro’s Registration & Firm History

NY

08/29/2018 - Present

DC Advisory (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Satoshi Ishiguro.
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