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Satomi Uemura

Sami Brokerage LLC

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About Satomi Uemura

Satomi Uemura is a registered representative with Sami Brokerage LLC. Satomi is registered with the state of Connecticut and other states. Satomi has earned the Series 7, Series 63, Series 57TO and SIE licenses.

Firm Information

Satomi Uemura is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Satomi Uemura’s Registration & Firm History

CT

04/20/2021 - Present

Sami Brokerage LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2022

Series 57TO - Securities Trader Exam

BC

Issued 04/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Satomi Uemura.
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