Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Satbachen? Claim Your ProfileSatbachen S Sandhu is a financial professional with extensive experience in the financial industry. Satbachen has been a registered representative for over 25 years and has held various positions at several firms, including LPL FINANCIAL LLC and Trautman, Kramer & Company, Inc. Satbachen is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Satbachen holds the Series 7, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/10/2023 - Present
Cetera Advisors LLC (SAN DIEGO CA)
CA
10/27/2010 - 01/31/2023
LPL FINANCIAL LLC (SAN DIEGO CA)
NY
09/23/1996 - 02/27/1997
TRAUTMAN, KRAMER & COMPANY, INC. (NEW YORK NY)
NY
02/21/1995 - 09/19/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NA
03/30/1994 - 02/14/1995
BRENNER SECURITIES CORPORATION
TX
01/17/1994 - 04/12/1994
REDSTONE SECURITIES, INC. (DALLAS TX)
BC
Issued 01/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Satbachen Sandhu is the right advisor for you? Invested Better is here to help.
