Unclaimed
Sasha Walters is a financial advisor with Empower Advisory Group, LLC. Sasha has been in the financial services industry since 2009. Sasha is registered with FINRA and the SEC and is licensed in 52 states. Sasha's areas of expertise include financial planning, portfolio management for individuals, and educational seminars. Sasha previously worked at Fidelity Brokerage Services LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/07/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
10/20/2014 - 08/16/2019
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
08/24/2009 - 06/06/2012
CHASE INVESTMENT SERVICES CORP. (PARKER CO)
BOTH
Issued 03/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/12/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sasha Walters is the right advisor for you? Invested Better is here to help.