Unclaimed
Sasha Marie Oquin is a financial advisor at Stephens in LITTLE ROCK, AR. Sasha is registered with FINRA and the state of Arkansas. Sasha is also registered as an investment advisor representative with the state of Texas. Sasha has been in the industry since 2015. Sasha is a Series 7, Series 66, Series 24 and Series 57TO licensed professional. Sasha has a history of experience at several financial firms including Wells Fargo Clearing Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Stephens Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
08/22/2018 - Present
Stephens (LITTLE ROCK AR)
AR
09/06/2017 - 08/28/2018
WELLS FARGO CLEARING SERVICES, LLC (LITTLE ROCK AR)
AR
04/22/2016 - 09/01/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
09/25/2015 - 04/13/2016
WELLS FARGO ADVISORS, LLC (LITTLE ROCK AR)
BOTH
Issued 01/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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