Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sasha? Claim Your ProfileSasha Garcia is a financial advisor who has been in the industry since 2019. Sasha is currently registered with Fidelity Brokerage Services LLC and has previously worked at NATIONAL FINANCIAL SERVICES LLC, CITIZENS SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Sasha has passed a number of professional exams, including Series 7, Series 99TO, Series 9, Series 10 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/02/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
03/27/2023 - 07/09/2024
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
12/20/2021 - 02/08/2023
CITIZENS SECURITIES, INC. (PROVIDENCE RI)
RI
11/14/2016 - 10/23/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JOHNSTON RI)
BOTH
Issued 01/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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