Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sasha? Claim Your ProfileSasha Kene Thompson is an investment advisor representative currently registered with Edward Jones in Alvin, Texas. Sasha Kene Thompson has been in the financial services industry for over 10 years and is licensed in Texas. Prior to working at Edward Jones, Sasha Kene Thompson was with BBVA Securities Inc., LPL Financial LLC, and BBVA Compass Investment Solutions, Inc. Sasha Kene Thompson has passed Series 6, 7, 63, and 66 exams and holds a SIE certification. Sasha Kene Thompson specializes in providing financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/31/2020 - Present
Edward Jones (ALVIN TX)
TX
06/27/2017 - 07/31/2020
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/01/2016 - 06/13/2017
LPL FINANCIAL LLC (FRIENDSWOOD TX)
TX
05/16/2013 - 08/01/2016
BBVA SECURITIES INC. (RICHMOND TX)
TX
02/01/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SANTA FE TX)
BOTH
Issued 10/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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