Unclaimed
Sasha Guillory is a financial professional with Northwestern Mutual Investment Services, LLC. Sasha is registered with FINRA, is a Series 63, Series 6TO and SIE licensed professional. Sasha is also registered with the following states: Arizona, California, District of Columbia, Hawaii, Iowa, Minnesota, Missouri, Montana, Nevada, New Mexico, New York, North Carolina, North Dakota, Oregon, Rhode Island, South Dakota, Texas, Utah, Vermont, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/05/2023 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
TX
02/23/2022 - 03/22/2023
J.P. MORGAN SECURITIES LLC (THE WOODLANDS TX)
BC
Issued 03/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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