Unclaimed
Sascha Gommel is a financial professional with over two years of experience in the securities industry. Sascha holds Series 63, SIE, Series 16, and Series 87 licenses, demonstrating a strong commitment to professional development. Sascha is currently registered with BNP Paribas Securities Corp. and previously worked at Jefferies LLC. Sascha is licensed to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/15/2022 - Present
BNP Paribas Securities Corp. (SAN FRANCISCO CA)
CA
11/10/2021 - 11/16/2022
JEFFERIES LLC (SAN FRANCISCO CA)
BC
Issued 10/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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