Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarwar? Claim Your ProfileSarwar Zaman Khan is a financial professional with over 30 years of experience in the industry. Khan is currently registered with Equity Services, Inc. in Hauppauge, New York. Prior to joining Equity Services, Inc., Khan was associated with Equitable Advisors, LLC in New York, NY, NYLIFE Securities LLC in Lake Success, NY, Signator Investors, Inc. in Westbury, NY, PRUCO Securities Corporation in Newark, NJ, and The Prudential Insurance Company of America in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
03/29/2022 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
02/27/2020 - 12/02/2021
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NY
10/02/2012 - 02/28/2020
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
NY
04/05/2001 - 09/13/2012
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NJ
04/29/1991 - 03/30/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/29/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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