Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saroshah? Claim Your ProfileSaroshah Salam is a financial professional with Northwestern Mutual Investment Services, LLC. Saroshah has been in the industry since 2019. Saroshah is currently registered with FINRA and holds the Series 63, Series 6TO and SIE licenses. Saroshah is also registered in 13 states, including California, District of Columbia, Georgia, Illinois, Indiana, Iowa, New York, North Carolina, Oregon, Tennessee, Texas, Virginia, and Washington. Prior to working at Northwestern Mutual Investment Services, LLC, Saroshah was employed by J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
08/02/2022 - Present
Northwestern Mutual Investment Services, LLC (ELGIN IL)
IL
11/25/2019 - 07/22/2022
J.P. MORGAN SECURITIES LLC (Hoffman Estates IL)
BC
Issued 12/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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