Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saroj? Claim Your ProfileSaroj Taengkaew is an investment advisor representative with J.P. Morgan Securities LLC. Saroj has been in the securities industry since 2006 and has a diverse background working with a variety of clients and firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc.. Saroj holds Series 6, 7, 63 and 66 licenses and is registered with the Securities and Exchange Commission and several states. Saroj specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/03/2024 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
09/10/2014 - 06/28/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MURRIETA CA)
CA
01/08/2013 - 09/04/2014
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
09/06/2011 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FALLBROOK CA)
CA
09/02/2008 - 08/31/2011
CITIGROUP GLOBAL MARKETS INC. (LA JOLLA CA)
CA
12/20/2006 - 04/23/2007
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
BOTH
Issued 01/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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