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Sarkis Michael Garabedian

B. C. Ziegler AND Co.

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About Sarkis Michael Garabedian

Sarkis Garabedian is a financial advisor with over 18 years of experience in the industry. Sarkis has held positions with both B. C. Ziegler and Co. and Piper Jaffray & Co.. Sarkis holds a variety of licenses and certifications including the Series 7, Series 52TO, Series 53, Series 63, Series 79, and the SIE. Currently, Sarkis is registered in Washington and is affiliated with B. C. Ziegler and Co.

Firm Information

Sarkis Garabedian is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarkis Garabedian’s Registration & Firm History

WA

06/13/2013 - Present

B. C. Ziegler AND Co. (Seattle WA)

WA

07/07/2005 - 07/10/2013

PIPER JAFFRAY & CO. (SEATTLE WA)

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Licenses & Designations

IA

Issued 12/28/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarkis Michael Garabedian.
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