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Sareena Kunchaekan dalla Brookshire

Pershing LLC

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About Sareena Kunchaekan dalla Brookshire

Sareena Brookshire is a financial professional with experience in the securities industry. Sareena is currently registered with Pershing LLC and Pershing Advisor Solutions LLC and holds the Series 7TO, SIE, and Series 24 licenses. Sareena is dedicated to providing her clients with the highest level of service and expertise.

Firm Information

Sareena Brookshire is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sareena Brookshire’s Registration & Firm History

NJ

08/08/2023 - Present

Pershing LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sareena Kunchaekan dalla Brookshire.
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