Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarai? Claim Your ProfileSarai Anderson is a financial advisor with Morgan Stanley, a leading global financial services firm. Sarai is a registered representative in California and Texas and is a member of the Financial Industry Regulatory Authority (FINRA). Sarai has over 10 years of experience in the financial services industry, and has worked for Edward Jones and J.P. Morgan Securities LLC prior to joining Morgan Stanley. Sarai holds a Series 7 and Series 66 license and is also a Certified Financial Planner (CFP). Sarai specializes in working with high-net-worth individuals and families, and offers a variety of financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/07/2024 - Present
Morgan Stanley (Santa Barbara CA)
CA
11/24/2020 - 06/08/2024
J.P. MORGAN SECURITIES LLC (Westlake Village CA)
CA
08/09/2012 - 03/07/2019
EDWARD JONES (SANTA BARBARA CA)
BOTH
Issued 08/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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