Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Wiltbank is a financial advisor with Raymond James & Associates, Inc. based in San Diego, CA. Sarah has been in the financial industry since 2000. Sarah has a Series 7, Series 63, and SIE license. Previously, Sarah was a financial advisor with COMMONWEALTH FINANCIAL NETWORK in Palm Desert, CA, RAYMOND JAMES & ASSOCIATES, INC. in SAN DIEGO, CA, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in INDIAN WELLS, CA, CITIGROUP GLOBAL MARKETS INC. in PALM DESERT, CA, and FIRST UNION SECURITIES, INC. in ST. LOUIS, MO. Sarah's specializations include Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/24/2019 - Present
Raymond James & Associates, Inc. (San Diego CA)
CA
09/03/2015 - 06/28/2019
COMMONWEALTH FINANCIAL NETWORK (Palm Desert CA)
CA
02/21/2014 - 08/28/2015
RAYMOND JAMES & ASSOCIATES, INC. (SAN DIEGO CA)
CA
11/30/2007 - 02/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
CA
03/06/2001 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
MO
07/25/2000 - 03/26/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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