Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Von Maltzahn is a financial professional with over 20 years of experience in the industry. Sarah is currently registered with HSBC Securities (USA) Inc. in New York, NY. Previously, Sarah was registered with Deutsche Bank Securities Inc. and Weiss, Peck & Greer, L.L.C.. Sarah holds several licenses including Series 7, Series 24, Series 63, Series 79, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/01/2018 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
02/18/2011 - 12/11/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/30/1996 - 04/18/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MA
08/24/1994 - 12/22/1995
WEISS, PECK & GREER, L.L.C. (BOSTON MA)
BC
Issued 02/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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