Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Trek is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Sarah has been in the securities industry since July 14, 2008 and has held a variety of positions, including financial advisor. Sarah has a wide range of experience in the securities industry and is licensed to sell securities in a number of states. Sarah has a Series 63, 66, 7, 9, 10 and SIE licenses and holds registrations in 45 states. Sarah also previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC. in Lincoln, RI. Sarah is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
07/15/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
07/14/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
BOTH
Issued 3/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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