Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Stein is a financial advisor with Vanguard Advisers, Inc. She is registered with the state of Pennsylvania and Texas, offering investment advisory services to individuals, businesses, and pooled investment vehicles. Sarah has over 7 years of experience in the financial services industry, having previously worked for J.P. Morgan Securities LLC and Chase Investment Services Corp. Sarah holds a Series 63, 66, and 7 licenses, as well as a Series 24 principal license. Sarah is committed to providing her clients with personalized financial advice and guidance, helping them to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/03/2019 - Present
Vanguard Advisers, Inc. (MALVERN PA)
NJ
10/01/2012 - 10/11/2017
J.P. MORGAN SECURITIES LLC (JERSEY CITY NJ)
NJ
03/26/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOBOKEN NJ)
BOTH
Issued 04/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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