Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Cerulo is a financial advisor with Wells Fargo Clearing Services, LLC. Sarah has been in the financial industry since 2007. Sarah holds several licenses including Series 66, Series 9, Series 10, Series 7 and SIE. Sarah is registered in Missouri and North Carolina. Sarah also has experience working with Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC. Sarah is a co-trustee for her daughter and son. Sarah has experience providing investment consulting services to institutional clients, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
03/19/2018 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
MO
09/14/2011 - 01/09/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
10/31/2007 - 09/14/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 11/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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