Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Yang is a registered representative at Houlihan Lokey Capital, Inc., where she has been employed since August 6, 2024. Sarah has passed the Series 63, Series 79TO, and SIE exams, demonstrating a commitment to professional development. With her expertise in investment banking, Sarah is well-equipped to provide clients with insightful advice and guidance. Sarah is registered in Texas to provide investment services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/06/2024 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
BC
Issued 06/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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